Compliance DOs and DON'Ts: Individual & Corporate Name Changes

Welcome to Compliance Dos & Don’ts, where experts share their licensing and compliance knowledge.  In our debut episode, ILSA’s Quality Assurance Administrator, Joyce King, shares her dos and don’ts for individual and corporate name changes.  Her secret for success: Contact the right regulators in the right order.  Joyce has a lot of other great how-to tips, as well. And if you only learn one thing from this podcast, let it be this: Don’t confuse a name change with a corporate structure change!